Michael Raymond Hazen
Investment Adviser Representative at Verity Asset Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Raymond Hazen is an investment adviser representative with Verity Asset Management in Durham, NC, where they have been registered since 2020. They have worked in the securities industry since 2006 and have been registered with 4 firms, including Cetera Advisor Networks LLC and Kestra Advisory Services, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in North Carolina and Texas.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
2 states and territories
North Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kestra Financial Services, Inc.Apr 2016 – Mar 2017Austin, TX
- Cetera Advisors Networks LLCMar 2017 – Dec 2019El Segundo, CA
- Cetera Advisors LLCMar 2017 – Dec 2019Denver, CO
- Cetera Financial Specialists LLCMar 2017 – Dec 2019Schaumburg, IL
- Cetera Investment Services LLCMar 2017 – Dec 2019Saint Cloud, MN
- First Allied Securities, Inc.Mar 2017 – Dec 2019San Diego, CA
- Summit Brokerage Services, Inc.Mar 2017 – Dec 2019Boca Raton, FL
- Girard Securities, Inc.Mar 2017 – Nov 2017San Diego, CA
- Cetera Financial GroupApr 2017 – Dec 2019San Diego, CA
- Verity Asset ManagementOct 2020 – no end date reportedDurham, NC
- Verity Financial GroupOct 2020 – no end date reportedDurham, NC
- UnemployedJan 2020 – Sep 2020Austin, TX
- The Leaders Group IncJan 2026 – no end date reportedSummit, NJ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Verity Asset Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $100,0001.50%
- Next $50,0001.20%
- Next $100,0001.15%
- Next $250,0000.95%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 53
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Durham, NC
- SEC file number:
- 801-66730
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 5, 2026
View full firm profileOther advisors at Verity Asset Management
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Raymond Hazen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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