Gina Janette Munguia-Martinez
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gina Janette Munguia-Martinez is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in West Linn, OR, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
8 states and territories
California, Florida, Hawaii, Idaho, Nevada, Oregon, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 – no end date reportedWest Linn, OR
- Capital Futbol ClubJul 2023 – no end date reportedSalem, OR
- University of Oregon Recreational CenterMay 2022 – Jun 2023Eugene, OR
- UnemployedOct 2021 – May 2022Eugene, OR
- Avamere Rehab of EugeneJun 2021 – Oct 2021Eugene, OR
- Duck StoreAug 2019 – Feb 2022Eugene, OR
- Keizer Chamber of CommerceJun 2019 – Aug 2019Keizer, OR
- Croc StoreNov 2018 – Jun 2019Woodburn, OR
- Capital Futbol ClubMar 2014 – Aug 2017Salem, OR
- UnemployedAug 2017 – Jan 2019Salem, OR
- University of OregonSep 2019 – Jun 2023Eugene, OR
- FedEx GroundJun 2020 – Aug 2020Salem, OR
- Corban UniversityAug 2025 – no end date reportedSalem, OR
- Bank of America, N.A.Jan 2026 – no end date reportedWest Linn, OR
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gina Janette Munguia-Martinez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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