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Giuliano Augusto Celle

Investment Adviser Representative at Certuity, LLC

New York, NYCRD #5097832Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Giuliano Augusto Celle is an investment adviser representative with Certuity, LLC in New York, NY, where they have been registered since 2026. They have worked in the securities industry since 2008 and have been registered with 3 firms, including Citigroup Global Markets Inc. and Citicorp Investment Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/19/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/6/2006

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Certuity, LLCCurrent
8/4/2026 – New York, NY
Citigroup Global Markets Inc.
5/29/2007 – 6/2/2010New York, NY
Citicorp Investment Services
3/30/2007 – 5/29/2007New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. J.p. Morgan Chase BANK, NA
    Jul 2016 – Dec 2019New York, NY
  2. UBS Financial Services Inc.
    Mar 2020 – Jan 2025New York, NY
  3. Certuity
    Oct 2025 – no end date reportedNew York, NY
  4. Unemployed
    Jan 2020 – Feb 2020New York, NY
  5. Unemployed
    Feb 2025 – Sep 2025New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Certuity, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Comprehensive investment advice and institutional offerings, tailored portfolio investment recommendations and portfolio construction, detailed estate and tax planning reviews, evaluations of insurance coverage and entity structures, preferred margin lending and other tax aware investment solutions, executive compensation planning including stock option management, consolidated account monitoring with aggregated performance reporting, turnkey family office services, and strategic OCIO consulting.

Tax PlanningInsuranceWealth ManagementRisk Management
Firm areas of expertise
Wealth ManagementMultifamily OfficeEstate PlanningTax PlanningAlternative InvestmentsPortfolio ConstructionOCIOConcentrated StockLegacy PlanningFiduciaryExecutive Compensation+1 more

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
22
Offices listed on AdvisorFinder:
4
Main office:
North Palm Beach, FL
SEC file number:
801-62580

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Giuliano Augusto Celle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Giuliano Augusto Celle (Certuity) - Fees & Credentials