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Grant Gohmann

Investment Adviser Representative at LPL Financial LLC

Rochester, INCRD #8000366Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Grant Gohmann is an investment adviser representative with LPL Financial LLC in Rochester, IN, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with SPC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Indiana.

Office

301 E. Ninth St.
Rochester, IN 46975

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Indiana
Broker:
4 states and territories

Connecticut, Indiana, Minnesota, Missouri

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/22/2024
Series 7
General Securities Representative Examination
Passed 10/31/2024
SIE
Securities Industry Essentials Examination
Passed 9/9/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
1/28/2026 – Rochester, IN
SPC
1/23/2025 – 1/5/2026Fishers, IN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fusion Education Group
    Apr 2023 – Jun 2023Grand Rapids, MI
  2. Aflac Inc
    May 2022 – Jul 2022New Albany, IN
  3. BRE Inc
    May 2021 – Jul 2021Floyds Knobs, IN
  4. Jay C Food Stores
    Apr 2020 – Jul 2020Floyds Knobs, IN
  5. Floyd Central High School
    Aug 2016 – May 2020Floyds Knobs, IN
  6. DePauw University
    Aug 2020 – May 2024Greencastle, IN
  7. Unemployed
    May 2024 – Jan 2025Floyds Knobs, IN
  8. Parkland Securities, LLc
    Jan 2025 – Jan 2026Ann Arbor, MI
  9. SPC
    Jan 2025 – Jan 2026Ann Arbor, MI
  10. First Federal Savings Bank
    Jan 2026 – no end date reportedRochester, IN
  11. LPL Financial LLC
    Jan 2026 – no end date reportedRochester, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Grant Gohmann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Grant Gohmann (LPL Financial) - Fees & Credentials