Gregory Allen Swoverland
Investment Adviser Representative at Innovation Partners LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gregory Allen Swoverland is an investment adviser representative in Minneapolis, MN, currently registered with Innovation Partners LLC and IP Financial Advisory Services LLC. They have worked in the securities industry since 2004 and have been registered with 4 firms, including Ameriprise Financial Services, Inc. and RBC Capital Markets, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Minnesota.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
1 state or territory
Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RBC Capital Markets CorporationMar 2008 – Oct 2017Minneapolis, MN
- Ameriprise Financial Services IncJan 2018 – Oct 2018Minneapolis, MN
- Innovation PartnersAug 2020 – no end date reportedCharlotte, NC
- Mount Yale Capital Group LLCNov 2018 – no end date reportedMinneapolis, MN
- IP Financial Advisory Services LLCAug 2020 – no end date reportedCharlotte, NC
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Innovation Partners LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 152
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Charlotte, NC
- SEC file number:
- 801-78702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory Allen Swoverland has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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