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Gregory Hunter Dudzik

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Providence, RICRD #6270935Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
22 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaCaliforniaColoradoConnecticutFloridaGeorgiaMaineMarylandMassachusettsMichiganNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTexasVermontVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/21/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 9/13/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/10/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/12/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
10/13/2020Providence, RI
RBC CAPITAL MARKETS, LLCCurrent
10/13/2020East Greenwich, RI
JANNEY MONTGOMERY SCOTT LLC
7/16/201810/16/2020Providence, RI
INVESCO ADVISERS, INC.
1/23/20176/7/2018Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory Hunter Dudzik has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gregory Hunter Dudzik - Financial Advisor in Providence, RI | AdvisorFinder