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Gregory Inouye Oda

Investment Adviser Representative at AG FINANCIAL

Salt Lake City, UTCRD #5011288Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gregory Inouye Oda has worked in the securities industry since 2005. They have passed the Series 66, 31, and 7 examinations. They are registered to provide investment advisory services in Utah.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Utah
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/28/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/3/2005
Series 7
General Securities Representative Examination
Passed 9/7/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $500,0001.75%
$500,001 to $1,000,0001.50%
$1,000,001 to $2,500,0001.25%
Over $2,500,0000.00%
Source

AG Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AG FINANCIALCurrent
9/24/2008Salt Lake City, UT
MORGAN STANLEY & CO., INCORPORATED
4/2/20074/16/2008Salt Lake City, UT
MORGAN STANLEY
9/29/20054/2/2007Salt Lake City, UT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AG FINANCIAL

1 other advisor in the directory

View AG FINANCIAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gregory Inouye Oda has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Gregory Inouye Oda - Financial Advisor in Salt Lake City, UT | AdvisorFinder