AG FINANCIAL
SEC RegisteredExtensive Industry Experience. Personalized Approach. Time Tested Results.
About the firm
AG Financial offers a simple and straightforward approach to wealth management rooted in strategy, personalization, and long-term client relationships. Securities are offered through United Planners Financial Services of America; advisory services are offered through AG Financial, LLC.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement Planning, Financial Planning, Investments, Estate Planning, Cash Flow Analysis, and Insurance.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 163 | $66M |
| High Net Worth Individuals | 12 | $19M |
| Charitable Organizations | 13 | $6.9M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $500,000 | 1.75% |
| $500,001 to $1,000,000 | 1.50% |
| $1,000,001 to $2,500,000 | 1.25% |
| Over $2,500,000 | 0.00% |
Data as of February 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. AG FINANCIAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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