Harrison Gray Holmes
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Harrison Gray Holmes is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monroe, NC, where they have been registered since 2024. They have worked in the securities industry since 2024 and were previously registered with Pruco Securities, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina and Texas.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
9 states and territories
California, Florida, Georgia, Kentucky, North Carolina, South Carolina, Tennessee, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Pruco Securities LLCOct 2023 – May 2024Charlotte, NC
- CutcoJun 2017 – Jul 2017Charlotte, NC
- Smoke BBQ GrilleJul 2017 – Sep 2017Charlotte, NC
- Carolina Pool ManagementMay 2019 – Sep 2019Charlotte, NC
- Carolina Pool ManagementJun 2020 – Aug 2020Charlotte, NC
- Forest Lake ClubOct 2020 – Dec 2020Columbia, SC
- Group Management ServicesJul 2023 – Sep 2023Charlotte, NC
- State FarmJun 2022 – Aug 2022Columbia, SC
- Ruth's Chris Steak HouseMay 2021 – Jun 2021Columbia, SC
- Student at The University of South CarolinaAug 2018 – May 2023Columbia, NC
- UnemployedDec 2013 – Jun 2017Charlotte, NC
- UnemployedSep 2017 – May 2019Charlotte, NC
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 – no end date reportedCharlotte, NC
- UnemployedSep 2019 – Jun 2020Charlotte, NC
- UnemployedDec 2020 – May 2021Charlotte, NC
- UnemployedJun 2021 – Jun 2022Columbia, SC
- UnemployedAug 2022 – Jul 2023Columbia, SC
- UnemployedMay 2024 – Nov 2024Charlotte, NC
- Bank of America, N.A.Jan 2025 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Harrison Gray Holmes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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