AdFi
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Heath D Heavy

Investment Adviser Representative at ALBION FINANCIAL GROUP

Salt Lake City, UTCRD #7503640Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Utah
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/3/2023
Series 65
Uniform Investment Adviser Law Examination
Passed 4/30/2021
Series 7
General Securities Representative Examination
Passed 2/15/2023
SIE
Securities Industry Essentials Examination
Passed 9/30/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Albion Financial Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALBION FINANCIAL GROUPCurrent
8/9/2024Salt Lake City, UT
CG ADVISORY SERVICES
6/16/20227/23/2024Ann Arbor, MI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Heath D Heavy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Heath D Heavy - Financial Advisor in Salt Lake City, UT | AdvisorFinder