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Henry Joseph O'Brien

Investment Adviser Representative at EMERSON EQUITY LLC

Park Ridge, NJCRD #1158552Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
4 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Henry Joseph O'brien has worked in the securities industry since 1987. They are registered to provide investment advisory services in Florida, New Jersey, New York, and Pennsylvania.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
FloridaNew JerseyNew YorkPennsylvania
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/21/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/8/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
4/13/2026Park Ridge, NJ
EMERSON EQUITY LLCCurrent
11/27/2025Park Ridge, NJ
KINGSWOOD WEALTH ADVISORS, LLC
1/14/20228/1/2025Park Ridge, NJ
BENCHMARK ADVISORY SERVICES, LLC
5/26/20201/12/2022Park Ridge, NJ
ROYAL ALLIANCE ASSOCIATES, INC.
1/21/201612/3/2019Montvale, NJ
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
10/1/200712/31/2015Haworth, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Henry Joseph O'Brien has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Henry Joseph O'Brien - Financial Advisor in Park Ridge, NJ | AdvisorFinder