AdFi
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Helen Hsi-Shan Lin

Investment Adviser Representative at EMERSON EQUITY LLC

Rolling Hills Estates, CACRD #4556198Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
4 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Helen Hsi-shan Lin has worked in the securities industry since 2003. They are registered to provide investment advisory services in California, Florida, Hawaii, and Nevada.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaFloridaHawaiiNevada
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/12/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/10/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATESCurrent
7/8/2025Rolling Hills Estates, CA
EMERSON EQUITY LLCCurrent
5/30/2025Rolling Hills Estates, CA
WESTERN INTERNATIONAL SECURITIES
8/21/20175/30/2025Rolling Hills Estates, CA
FINANCIAL WEST GROUP
9/23/20158/21/2017Pasadena, CA
FIRST BROKERAGE AMERICA, L.L.C.
12/2/20119/26/2015Rowland Heights, CA
CITICORP INVESTMENT SERVICES
6/8/200511/20/2006Pasadena, CA
WM FINANCIAL SERVICES, INC.
7/30/20035/19/2005Temple City, CA
AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
10/11/20028/4/2003Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Helen Hsi-Shan Lin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Helen Hsi-Shan Lin - Financial Advisor in Rolling Hills Estates, CA | AdvisorFinder