Heydon David Traub
Investment Adviser Representative at TRAUB CAPITAL MANAGEMENT
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Heydon David Traub has worked in the securities industry since 2005. They have passed the Series 3 examination. They are registered to provide investment advisory services in Massachusetts and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Individual Stocks - First $1,000,000 | 1.00% |
| Individual Stocks - Next $1,000,000 to $5,000,000 | 0.75% |
| Individual Stocks - $5,000,000 and over | 0.50% |
| Mutual Funds Only - First $1,000,000 | 0.70% |
| Mutual Funds Only - Next $1,000,000 to $5,000,000 | 0.50% |
| Mutual Funds Only - $5,000,000 and over | 0.30% |
Firm-stated minimum; may be waived at the firm's discretion.
Traub Capital Management Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at TRAUB CAPITAL MANAGEMENT
2 other advisors in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Heydon David Traub has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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