TRAUB CAPITAL MANAGEMENT
SEC RegisteredAbout the firm
Traub Capital Management LLC is a registered investment adviser based in Needham, MA, offering investment management and planning for individuals and small to mid-size corporations or institutions. The firm manages over $206 million in assets and focuses primarily on maximizing returns relative to risk via a value-oriented approach. It was founded in 2003 by Heydon Traub, CFA, CFP®.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management and planning
Who they serve
Individuals and small to mid-size corporations or institutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 59 | $14M |
| High Net Worth Individuals | 70 | $192M |
| Charitable Organizations | 1 | $2.7M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Individual Stocks - First $1,000,000 | 1.00% |
| Individual Stocks - Next $1,000,000 to $5,000,000 | 0.75% |
| Individual Stocks - $5,000,000 and over | 0.50% |
| Mutual Funds Only - First $1,000,000 | 0.70% |
| Mutual Funds Only - Next $1,000,000 to $5,000,000 | 0.50% |
| Mutual Funds Only - $5,000,000 and over | 0.30% |
Data as of March 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TRAUB CAPITAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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