Holly Clemence
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Holly Clemence is an investment adviser representative with Cetera Investment Advisers LLC in Minneapolis, MN, where they have been registered since 2024. They have worked in the securities industry since 2021 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
1 state or territory
Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University of Wisconsin MadisonAug 2016 – May 2020Madison, WI
- UnemployedJul 2016 – May 2017Madison, WI
- Hopdoddy Burger BarJun 2017 – Aug 2017Newport Beach, CA
- UnemployedSep 2017 – Oct 2017Madison, WI
- The Nitty GrittyNov 2017 – May 2018Madison, WI
- Hopdoddy Burger BarJun 2018 – Sep 2018Newport Beach, CA
- The Nitty GrittySep 2018 – Jul 2019Madison, WI
- MadisonsJul 2019 – Mar 2020Madison, WI
- UnemployedApr 2020 – May 2020Corona Del Mar, CA
- Gulfstream RestaurantJun 2020 – Sep 2020Newport Beach, CA
- Equitable AdvisorsSep 2020 – Mar 2023Minneapolis, MN
- New York Life Insurance CompanyApr 2023 – Mar 2024Edina, MN
- BOX FinancialApr 2024 – no end date reportedMinneapolis, MN
- Cetera Wealth Services, LLCApr 2024 – no end date reportedEl Segundo, CA
- Cetera Investment Advisers LLCApr 2024 – no end date reportedSchaumburg, IL
- Nylife Securities LLCMay 2023 – Mar 2024Edina, MN
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Holly Clemence has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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