AdFi
KW

Kipp Walberg

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Minneapolis, MNCRD #3256050Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
2 states
Exams Passed
13

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaMinnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/28/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/23/1999
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/29/2013
Series 7
General Securities Representative Examination
Passed 11/10/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/5/2000
Series 53
Municipal Securities Principal Examination
Passed 10/29/2014
Series 4
Registered Options Principal Examination
Passed 9/3/2013
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/3/2013
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/21/2012
Series 24
General Securities Principal Examination
Passed 10/27/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
9/24/2015Minneapolis, MN
RBC CAPITAL MARKETS, LLCCurrent
6/10/2002Maple Grove, MN
RBC CAPITAL MARKETS, LLC
3/12/20079/23/2015Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kipp Walberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kipp Walberg - Financial Advisor in Minneapolis, MN | AdvisorFinder