Imani Tate
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Imani Tate is an investment adviser representative with J.p. Morgan Securities LLC in Pleasantville, NY, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
4 states and territories
Connecticut, New Jersey, New York, North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LLC.Mar 2024 – May 2025New York, NY
- The Richman Group Development Corp.Oct 2021 – Jul 2023Greenwich, CT
- ULTA BeautyJul 2021 – Oct 2021Danbury, CT
- Bouchon BakeryJul 2016 – Jan 2018New York, NY
- Equitable Financial Life InsuranceApr 2024 – May 2025New York, NY
- SUNY OswegoOct 2018 – Feb 2021Oswego, NY
- American Eagle Outfitters Inc.Mar 2025 – May 2025Pawling, NY
- Jpmorgan Chase BANK, N.A.May 2025 – no end date reportedPleasantville, NY
- J.p. Morgan Securities LLCMay 2025 – no end date reportedPleasantville, NY
- UnemployedFeb 2018 – Sep 2018Pawling, NY
- UnemployedMar 2021 – Jun 2021Pawling, NY
- UnemployedAug 2023 – Feb 2024Pawling, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Imani Tate has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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