AdFi
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Jacob Jeffrey Walker

Investment Adviser Representative at CX INSTITUTIONAL, LLC

Blue Ash, OHCRD #6153558Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/5/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 5/1/2015
SIE
Securities Industry Essentials Examination
Passed 8/28/2018
Series 7
General Securities Representative Examination
Passed 9/22/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/2/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CX Institutional, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CX INSTITUTIONAL, LLCCurrent
10/14/2024Blue Ash, OH
CLARIFY WEALTH MANAGEMENT
2/7/202211/4/2024Cincinnati, OH
APOLLON WEALTH MANAGEMENT, LLC
1/6/20211/19/2022Denver, CO
CASCADE FINANCIAL MANAGEMENT, INC.
7/30/20192/12/2021Denver, CO
FIDELITY PERSONAL AND WORKPLACE ADVISORS
7/13/20188/28/2018Boston, MA
STRATEGIC ADVISERS LLC
6/29/20187/13/2018Greenwood Village, CO
STRATEGIC ADVISERS LLC
11/13/20156/28/2018Greenwood Village, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jacob Jeffrey Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jacob Jeffrey Walker - Financial Advisor in Blue Ash, OH | AdvisorFinder