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Tanner Stepp

Investment Adviser Representative at CX INSTITUTIONAL, LLC

Lafayette, INCRD #6067748Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
3 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IndianaTennesseeTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/2/2018
Series 65
Uniform Investment Adviser Law Examination
Passed 4/6/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/29/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CX Institutional, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CX INSTITUTIONAL, LLCCurrent
10/14/2024Lafayette, IN
CLARIFY WEALTH MANAGEMENT
2/13/201811/4/2024Lafayette, IN
LPL FINANCIAL LLC
2/8/20185/30/2018Lafayette, IN
LANDMARK FINANCIAL ADVISORS, LLC
4/7/20143/24/2017Bowling Green, KY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tanner Stepp has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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