Jacob Smith
Investment Adviser Representative at Third Sigma Investment Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jacob Smith is an investment adviser representative in Troy, MI, currently registered with Third Sigma Investment Advisors LLC and M1 Capital Management LLC. They have worked in the securities industry since 2024 and were previously registered with Thrivent Investment Management Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Michigan.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ally BankMay 2020 – Feb 2024Detroit, MI
- Ford Motor Credit CompanyJan 2017 – Apr 2020Dearborn, MI
- Ford Motor Credit CompanyJan 2015 – Dec 2017Pittsburgh, PA
- Thrivent Investment Management IncDec 2023 – Jun 2025Birmingham, MI
- Thrivent FinancialFeb 2024 – Jun 2024Appleton, WI
- M1 Capital ManagementJun 2025 – no end date reportedBloomfield Hills, MI
- Third Sigma Investment Advisors, LLCAug 2025 – no end date reportedBloomfield Hills, MI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Third Sigma Investment Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Asset allocation advice and discretionary implementation services, custom investment advisory services for larger investment portfolios, and advisory services for defined contribution plans including 401K plans, 457 plans, SEPs, and money purchase plans.
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Wilmington, DE
- SEC file number:
- 801-123568
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 2, 2026
View full firm profileOther advisors at Third Sigma Investment Advisors LLC
3 other advisors in the directory
Similar advisors in Troy, MI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jacob Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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