Third Sigma Investment Advisors LLC
SEC RegisteredWe Put Our Client's Interest First
About the firm
Third Sigma Investment Advisors, LLC is a Registered Investment Advisor that provides asset allocation advice and discretionary implementation services for its clients, as well as custom investment advisory services to clients with larger investment portfolios. The firm's founder has over 40 years of investment experience. A major focus of the business is defined contribution plans such as 401K plans, 457 plans, and SEPs, as well as other deferred compensation such as money purchase plans.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Asset allocation advice and discretionary implementation services, custom investment advisory services for larger investment portfolios, and advisory services for defined contribution plans including 401K plans, 457 plans, SEPs, and money purchase plans.
Who they serve
Clients seeking asset allocation advice and discretionary implementation services, clients with larger investment portfolios seeking custom investment advisory services, and clients with defined contribution plans such as 401K plans, 457 plans, SEPs, and money purchase plans.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of May 2, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Third Sigma Investment Advisors LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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