AdFi
JA

James Andrew Cecil

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Solon, IACRD #3216291Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
26 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Andrew Cecil has worked in the securities industry since 2002. They are registered to provide investment advisory services in 26 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 26 states
ArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIdahoIllinoisIowaKansasMassachusettsMichiganMinnesotaMissouriNebraskaNew MexicoNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaSouth DakotaTexasUtahVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/21/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 8/16/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/30/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/12/1999
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 12/2/2008
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/25/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
2/7/2017Solon, IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
11/25/2008Solon, IA
RAYMOND JAMES FINANCIAL SERVICES
6/26/200711/13/2008Iowa City, IA
EDWARD JONES
1/18/20076/27/2007Iowa City, IA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Showing 12 of 232 in the directory

View BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Andrew Cecil has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Andrew Cecil - Financial Advisor in Solon, IA | AdvisorFinder