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Scott Callis Barcomb

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Sarasota, FLCRD #1369573Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
29 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scott Callis Barcomb has worked in the securities industry since 1988. They are registered to provide investment advisory services in 29 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaArizonaCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisIndianaIowaLouisianaMaineMassachusettsMichiganNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOklahomaPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVirginiaWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/16/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 10/18/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 5/18/2007
Series 7
General Securities Representative Examination
Passed 10/11/1999
Series 3
National Commodity Futures Examination
Passed 5/17/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
10/8/2021Sarasota, FL
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
9/6/2003Sarasota, FL
CONTINENTAL CAPITAL INVESTMENT SERVICES
9/26/20004/3/2003Sarasota, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Callis Barcomb has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott Callis Barcomb - Financial Advisor in Sarasota, FL | AdvisorFinder