James Clarke
Investment Adviser Representative at Valley Financial Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Clarke is an investment adviser representative with Valley Financial Management, Inc. in New York, NY, where they have been registered since 2024. They have worked in the securities industry since 2023. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Texas Christian UniversityAug 2014 – May 2018Fort Worth, TX
- Tug Hill Operating LLCFeb 2017 – May 2017Fort Worth, TX
- Main Street EnergyJun 2018 – Oct 2019Fort Worth, TX
- Royal Bank of CanadaJun 2017 – Aug 2017New York, NY
- NoneOct 2019 – Nov 2019Fort Worth, TX
- MimeoNov 2019 – Apr 2020New York, NY
- NoneMay 2020 – Jun 2020New York, NY
- MimeoJun 2020 – Aug 2020New York, NY
- NoneAug 2020 – Sep 2020New York, NY
- Bank LeumiSep 2020 – Sep 2021New York, NY
- Leumi BankOct 2021 – Apr 2022New York, NY
- Valley Financial Management, Inc.Apr 2022 – Jul 2023New York, NY
- Valley Financial Management, Inc.Jul 2023 – no end date reportedNew York, NY
- Valley National BankApr 2022 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Valley Financial Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 26
- Offices listed on AdvisorFinder:
- 9
- Main office:
- New York, NY
- SEC file number:
- 801-113685
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 5, 2026
View full firm profileOther advisors at Valley Financial Management, Inc.
Showing 12 of 26 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Clarke has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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