Zachary D Ross
Investment Adviser Representative at Emerson Equity LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Zachary D. Ross is an investment adviser representative in Morristown, NJ, currently registered with Emerson Equity LLC and Independent Wealth Network, Inc. They have worked in the securities industry since 2017 and have been registered with 9 firms, including Fidelity Personal and Workplace Advisors and Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California, Florida, New Jersey, and New York.
Registrations & licenses
- Investment adviser:
- California, Florida, New Jersey, New York
- Broker:
2 states and territories
California, New Jersey
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JP Morgan Chase BankSep 2016 – Sep 2018Ridgewood, NJ
- NEW YORK LIFEJul 2019 – Sep 2019New York, NY
- UnemployedSep 2019 – Oct 2019Mahwah, NJ
- UPSOct 2019 – Nov 2019Parsippany, NJ
- AXA Advisors, LLCDec 2019 – Jun 2020New York, NY
- ROSS CounselingApr 2018 – Jul 2019Ramsey, NJ
- Equitable Advisors, LLCDec 2019 – Jul 2021New York, NY
- Fidelity InvestmentsOct 2021 – May 2023Jacksonville, FL
- Independent Wealth Network, Inc.Jun 2024 – no end date reportedUrbandale, IA
- Family Medical LeaveMay 2023 – Jun 2024Morristown, NJ
- Family Medical LeaveJul 2021 – Oct 2021Morristown, NJ
- Emerson Equity LLCAug 2024 – no end date reportedSan Mateo, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Emerson Equity LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.025
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment advisory, traditional brokerage, annuities and life insurance, private placements, secondary transactions, alternative investments and other private placements, and inception-to-closing private placement platform (managing broker dealer services) for sponsor companies.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 98
- Offices listed on AdvisorFinder:
- 10
- Main office:
- San Mateo, CA
- Founded:
- 2003
- SEC file number:
- 801-120835
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 10, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Zachary D Ross has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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