James Goolsby
Investment Adviser Representative at DAI Wealth, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Goolsby is an investment adviser representative with DAI Wealth, LLC in Atlanta, GA, where they have been registered since 2026. They have worked in the securities industry since 1985 and have been registered with 7 firms, including Sowell Management and Suntrust Advisory Services, Inc. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia and Texas.
Registrations & licenses
- Investment adviser:
- Georgia, Texas
- Broker:
2 states and territories
Georgia, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Smith BarneyOct 2011 – Jan 2018Atlanta, GA
- Morgan Stanley Private BANK, National AssociationJan 2015 – Jan 2018New York, NY
- Suntrust Investment Services, IncJan 2018 – Nov 2020Atlanta, GA
- Suntrust Advisory Services, IncJan 2018 – Nov 2020Atlanta, GA
- Sowell ManagementNov 2020 – Dec 2025Atlanta, GA
- Concorde Investment Services, LLCApr 2022 – Jan 2025Livonia, MI
- DAI Securities LLCJan 2025 – no end date reportedAtlanta, GA
- DAI Wealth LLCJan 2026 – no end date reportedAtlanta, GA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About DAI Wealth, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning, investment advisory services, and retirement savings solutions for individuals, families, and business owners and their employees.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Atlanta, GA
- SEC file number:
- 801-66260
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at DAI Wealth, LLC
Showing 12 of 25 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Goolsby has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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