AdFi
JG

James Goolsby

Investment Adviser Representative at DAI WEALTH, LLC

Atlanta, GACRD #1334338Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
2 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
GeorgiaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/8/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 3/7/1985
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/16/1985
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 11/5/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

DAI Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DAI WEALTH, LLCCurrent
1/2/2026Atlanta, GA
SOWELL MANAGEMENT
11/17/20201/5/2026Atlanta, GA
SUNTRUST ADVISORY SERVICES, INC.
1/31/201811/18/2020Atlanta, GA
MORGAN STANLEY
11/8/20111/17/2018Atlanta, GA
MORGAN KEEGAN & COMPANY, INC.
11/30/200910/31/2011Atlanta, GA
SCOTT & STRINGFELLOW, LLC
10/28/200512/14/2009Atlanta, GA
JANNEY MONTGOMERY SCOTT LLC
4/11/200511/4/2005Atlanta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DAI WEALTH, LLC

Showing 12 of 25 in the directory

View DAI WEALTH, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Goolsby has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
James Goolsby - Financial Advisor in Atlanta, GA | AdvisorFinder