AdFi
JJ

James Janghwan Kim

Investment Adviser Representative at WESTPARK WEALTH ADVISORS, INC.

CORPUS CHRISTI, TXCRD #5995274Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/2/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/21/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
AUM Fee Range0.00%
AUM Fee Range Max2.00%
Source

WESTPARK WEALTH Advisors, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
11/15/2017Corpus Christi, TX
IMS SECURITIES, INC.
4/16/201211/9/2017CORPUS CHRISTI, TX
NYLIFE SECURITIES LLC
12/22/20112/7/2012CORPUS CHRISTI, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Janghwan Kim has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Janghwan Kim - Financial Advisor in CORPUS CHRISTI, TX | AdvisorFinder