Brent Smith Simmons

Investment Adviser Representative at WESTPARK WEALTH ADVISORS, INC.

HOUSTON, TXCRD #1612415Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

39 yrs

States Registered

6 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 6 states

CaliforniaIdahoLouisianaMichiganNorth CarolinaTexas

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 12/8/2001

Series 63

Uniform Securities Agent State Law Examination

Passed 1/12/1987

Series 79TO

Investment Banking Registered Representative Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 3

National Commodity Futures Examination

Passed 2/22/1988

Series 7

General Securities Representative Examination

Passed 1/16/1988

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 1/8/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
AUM Fee Range	0.00%
AUM Fee Range Max	2.00%

Source

WESTPARK WEALTH Advisors, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current

11/13/2017 – Houston, TX

IMS SECURITIES, INC.

9/1/2011 – 11/9/2017HOUSTON, TX

ROTAN MOSLE INC.

8/10/1990 – 1/1/1991

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

3/20/2009 – 9/2/2011HOUSTON, TX

STANFORD GROUP COMPANY

3/16/2001 – 3/23/2009HOUSTON, TX

LEHMAN BROTHERS INC.

2/15/1988 – 8/30/1990NEW YORK, NY

FIRST INVESTORS CORPORATION

1/9/1987 – 12/3/1987

DEAN WITTER REYNOLDS INC.

1/13/1994 – 3/23/2001PURCHASE, NY

PAINEWEBBER INCORPORATED

1/1/1991 – 1/20/1994WEEHAWKEN, NJ

E. F. HUTTON & COMPANY INC

1/1/1988 – 2/15/1988

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brent Smith Simmons has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.