James Joseph Ross Wheeler
Investment Adviser Representative at Aegis Wealth Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Joseph Ross Wheeler is an investment adviser representative with Aegis Wealth Management, Inc. in Dallas, TX, where they have been registered since 2023. They have worked in the securities industry since 2023 and were previously registered with Maripau Wealth Management LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Maripau Wealth Management LLCApr 2023 – May 2023Fort Wayne, IN
- Simplify Enterprises LLCJan 2020 – no end date reportedDallas, TX
- FIVE Rings FinancialOct 2014 – Dec 2019Dallas, TX
- Aegis Wealth Management, Inc.May 2023 – no end date reportedGuthrie Center, IA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Aegis Wealth Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000 (waivable)
- First $500,0002.15%
- Next $500,0002.05%
- Next $1.5 million1.80%
- Over $2.5 million0.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment guidance, retirement planning, insurance review, and tax-aware financial decisions, including help with 401(k)s, equity compensation, stock options, Social Security, withdrawal strategies, and coverage gap analysis.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 27
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Guthrie Center, IA
- SEC file number:
- 801-117179
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 11, 2026
View full firm profileOther advisors at Aegis Wealth Management, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Joseph Ross Wheeler has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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