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Sean Michael Murphy

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Dallas, TXCRD #2630916Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
12 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sean Michael Murphy has worked in the securities industry since 1996. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
CaliforniaFloridaGeorgiaIllinoisIowaMichiganNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/30/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 9/20/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/11/1995
Series 24
General Securities Principal Examination
Passed 12/19/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALEXANDER CAPITAL, L.P.Current
1/22/2025Dallas, TX
ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
1/13/2025Dallas, TX
AXCESS GLOBAL INVESTMENTS LLC
6/24/202112/31/2022Dallas, TX
MAXIM FINANCIAL ADVISORS LLC
6/28/201812/14/2020New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sean Michael Murphy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sean Michael Murphy - Financial Advisor in Dallas, TX | AdvisorFinder