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James Matthew Bruderman

Investment Adviser Representative at BRUDERMAN PRIVATE WEALTH

Locust Valley, NYCRD #2210472Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
2 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Matthew Bruderman has worked in the securities industry since 1997. They are registered to provide investment advisory services in Massachusetts and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MassachusettsNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/7/2017
Series 65
Uniform Investment Adviser Law Examination
Passed 2/10/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 2/26/1992
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/9/2016
Series 24
General Securities Principal Examination
Passed 8/21/2017
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 10/23/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01875
Source

Bruderman Private Wealth Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BRUDERMAN PRIVATE WEALTHCurrent
10/18/2022Locust Valley, NY
BRUDERMAN ASSET MANAGEMENT, LLC
7/7/201710/19/2022Locust Valley, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BRUDERMAN PRIVATE WEALTH

2 other advisors in the directory

View BRUDERMAN PRIVATE WEALTH firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Matthew Bruderman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Matthew Bruderman - Financial Advisor in Locust Valley, NY | AdvisorFinder