James Michael Delucia
Investment Adviser Representative at Prosperity Capital Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Michael DeLucia is an investment adviser representative with Prosperity Capital Advisors in Hauppauge, NY, where they have been registered since 2025, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- C2P Capital Advisory Group, LLC dba Prosperity Capital AdvisorsOct 2025 – no end date reportedWestlake, OH
- Quest Capital & Risk Management, Inc (dba for advisory business)Oct 2025 – no end date reportedHauppauge, NY
- Quest Capital & Risk Management, IncMar 2024 – Sep 2025Hauppauge, NY
- Quest Capital & Risk Management, IncDec 2023 – Feb 2024Hauppauge, NY
- Quest Capital & Risk Management, IncMay 2023 – Aug 2023Hauppauge, NY
- Primary School, High School and CollegeSep 2007 – May 2024Bohemia, NY
- Snapper Inn, LLCMay 2020 – Aug 2023Oakdale, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Prosperity Capital Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,000 (waivable)
- $0 - $499,9990.50%
- $500,000 - $999,9990.40%
- $1,000,000 - $1,999,9990.30%
- $2,000,000 - $4,999,9990.25%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 105
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Westlake, OH
- SEC file number:
- 801-72187
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 23, 2026
View full firm profileOther advisors at Prosperity Capital Advisors
Showing 12 of 105 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Michael Delucia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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