Shane James Clarke
Investment Adviser Representative at Prosperity Capital Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shane James Clarke is an investment adviser representative with Prosperity Capital Advisors in Waterford, CT, where they have been registered since 2025. They have worked in the securities industry since 1998 and have been registered with 5 firms, including FSC Wealth Advisors, LLC and ING Financial Partners, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut and Rhode Island.
Registrations & licenses
- Investment adviser:
- Connecticut, Rhode Island
- Broker:
3 states and territories
Connecticut, New York, Rhode Island
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NEXT Financial GroupJul 2016 – Oct 2021Waterford, CT
- FSC Wealth Advisors, LLC (d.b.a. for advisory business)Jul 2016 – Jul 2026Fishkill, NY
- Geneos Wealth Management IncOct 2021 – no end date reportedWaterford, CT
- C2P Capital Advisory Group, LLC dba Prosperity Capital AdvisorsSep 2025 – no end date reportedWestlake, OH
- FSC Wealth AdvisorsJul 2026 – no end date reportedWaterford, CT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Prosperity Capital Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,000 (waivable)
- $0 - $499,9990.50%
- $500,000 - $999,9990.40%
- $1,000,000 - $1,999,9990.30%
- $2,000,000 - $4,999,9990.25%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 105
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Westlake, OH
- SEC file number:
- 801-72187
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 23, 2026
View full firm profileOther advisors at Prosperity Capital Advisors
Showing 12 of 105 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shane James Clarke has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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