James P Franklin
Investment Adviser Representative at Asset ONE Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James P. Franklin is an investment adviser representative with Asset ONE Wealth Management, LLC in Draper, UT, where they have been registered since 2025. They have worked in the securities industry since 2021 and were previously registered with LPL Financial LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Utah.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- E*trade Securities LLCSep 2020 – Apr 2021Sandy, UT
- Crabb Financial, LLCMay 2019 – Sep 2020Alpine, UT
- The Color RunOct 2016 – May 2018Salt Lake City, UT
- Utah Valley UniversityAug 2016 – Dec 2020Orem, UT
- Ruby River SteakhouseOct 2017 – Nov 2017Provo, UT
- Intuiplan, LLCJul 2017 – Aug 2017Orem, UT
- Vlfpk LLCJun 2017 – Oct 2017Salt Lake City, UT
- Filevine LLCJun 2016 – May 2017Orem, UT
- UnemployedApr 2021 – Dec 2021Springville, UT
- LPL Financial LLCDec 2021 – Sep 2025Pleasant Grove, UT
- Asset One Wealth Management, LLCSep 2025 – no end date reportedDraper, UT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Asset ONE Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth Planning, Investment Management (custom portfolios), Tax & Estate Strategy, and Family Office Services (tax, legal, and financial coordination in one place).
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 18
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Bellevue, WA
- SEC file number:
- 801-132828
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Asset ONE Wealth Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James P Franklin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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