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JT

James Thomas Ferrin

Investment Adviser Representative at ASSET ONE WEALTH MANAGEMENT, LLC

Draper, UTCRD #5829443Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Thomas Ferrin has worked in the securities industry since 2015. They are registered to provide investment advisory services in Utah.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Utah
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/3/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/18/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Asset ONE Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSET ONE WEALTH MANAGEMENT, LLCCurrent
11/12/2025Draper, UT
LPL FINANCIAL LLC
10/14/202410/6/2025Pleasant Grove, UT
SHILANSKI & ASSOCIATES, INC.
2/1/20239/16/2024Anchorage, AK
LPL FINANCIAL LLC
8/21/20202/2/2023Pleasant Grove, UT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Thomas Ferrin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Thomas Ferrin - Financial Advisor in Draper, UT | AdvisorFinder