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James Patrick Rehak

Investment Adviser Representative at LAWLEY RETIREMENT ADVISORS

Buffalo, NYCRD #6944181Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Patrick Rehak has worked in the securities industry since 2020. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/15/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 9/4/2020
Series 7
General Securities Representative Examination
Passed 8/14/2020
SIE
Securities Industry Essentials Examination
Passed 6/26/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Lawley Retirement Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
8/4/2025Buffalo, NY
LAWLEY RETIREMENT ADVISORSCurrent
3/15/2024Buffalo, NY
OSAIC WEALTH, INC.
5/6/20228/11/2025Buffalo, NY
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
8/14/20201/10/2022Boston, MA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Patrick Rehak has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Patrick Rehak - Financial Advisor in Buffalo, NY | AdvisorFinder