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Laura Ann Cooley

Investment Adviser Representative at LAWLEY RETIREMENT ADVISORS

Buffalo, NYCRD #4867748Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
32 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Laura Ann Cooley has worked in the securities industry since 2005. They are registered to provide investment advisory services in 32 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 32 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIllinoisIndianaLouisianaMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexasVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/29/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 1/24/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/10/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/3/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Lawley Retirement Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
8/4/2025Buffalo, NY
LPL FINANCIAL LLCCurrent
8/4/2025Buffalo, NY
LAWLEY RETIREMENT ADVISORSCurrent
7/28/2021Buffalo, NY
OSAIC WEALTH, INC.
5/5/20228/12/2025Buffalo, NY
CADARET GRANT & CO INC
3/27/20175/10/2022Buffalo, NY
CETERA ADVISORS LLC
12/16/201111/20/2015West Seneca, NY
H. BECK, INC.
7/7/200911/18/2011Rutland, VT

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Laura Ann Cooley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Laura Ann Cooley - Financial Advisor in Buffalo, NY | AdvisorFinder