AdFi
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James Richard Bodensteiner

Investment Adviser Representative at NEWEDGE ADVISORS

Fargo, NDCRD #3030031Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
26 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 26 states
ArizonaCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisMaineMarylandMassachusettsMinnesotaMissouriMontanaNew HampshireNew YorkNorth CarolinaNorth DakotaOhioOregonSouth DakotaTexasVermontVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/28/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 5/6/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/28/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newedge Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWEDGE ADVISORSCurrent
7/29/2021Fargo, ND
LPL FINANCIAL LLC
10/13/202011/12/2021Fargo, ND

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Richard Bodensteiner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Richard Bodensteiner - Financial Advisor in Fargo, ND | AdvisorFinder