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James Robert Nelson

Investment Adviser Representative at CENTAURUS FINANCIAL, INC.

Blue Springs, MOCRD #2552126Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
12 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArizonaCaliforniaFloridaGeorgiaMassachusettsMissouriNevadaNew JerseyNew YorkOhioSouth CarolinaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/9/2026
Series 65
Uniform Investment Adviser Law Examination
Passed 1/9/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 12/19/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/9/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Centaurus Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CENTAURUS FINANCIAL, INC.Current
1/18/2011Blue Springs, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/5/20061/18/2011Scottsdale, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Robert Nelson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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