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James Vincent Danovich

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Phoenix, AZCRD #2782748Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
6 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaColoradoGeorgiaNevadaOklahomaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/30/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 10/29/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/7/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/29/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ADVISORY SERVICES NETWORKCurrent
5/10/2024Phoenix, AZ
CALTON & ASSOCIATES, INC.Current
3/21/2024Phoenix, AZ
MONEY CONCEPTS CAPITAL CORP
10/30/19963/14/2024Phoenix, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Vincent Danovich has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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