James Wallace King

Investment Adviser Representative at COPPELL ADVISORY SOLUTIONS LLC

Solana Beach, CACRD #1798229Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

34 yrs

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 11/9/2001

Series 63

Uniform Securities Agent State Law Examination

Passed 4/10/1989

Series 7

General Securities Representative Examination

Passed 3/18/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
First $500,000	2.00%
Next $500,000	1.75%
Next $1,500,000	1.50%
Over $2,500,000	—

Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

COPPELL ADVISORY SOLUTIONS LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LIBERTY SECURITIES CORPORATION

9/29/1994 – 6/20/1995PURCHASE, NY

FIRST ALLIED SECURITIES, INC.

7/7/1998 – 10/6/1999SAN DIEGO, CA

ASSET PLANNING SOLUTIONS, INC.

7/23/1999 – 12/31/2001SAN DIEGO, CA

EQUICO SECURITIES, INC.

4/13/1993 – 7/27/1994NEW YORK, NY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

4/13/1993 – 7/27/1994NEW YORK, NY

L.F. THOMPSON & COMPANY

3/30/1989 – 10/28/1989

BARABAN SECURITIES, INC.

3/21/1989 – 4/6/1989

TITAN/VALUE EQUITIES GROUP, INC.

2/26/1991 – 3/30/1993IRVINE, CA

SECURITIES AMERICA, INC.

2/24/1997 – 7/6/1998LAVISTA, NE

FIRST ALLIED SECURITIES, INC.

1/2/2002 – 8/9/2013SAN DIEGO, CA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Wallace King has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.