Connor Richard Emmert
Investment Adviser Representative at Coppell Advisory Solutions LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Connor Richard Emmert is an investment adviser representative with Coppell Advisory Solutions LLC in Belmont, NC, where they have been registered since 2025. They have worked in the securities industry since 2018 and have been registered with 7 firms, including Ameriprise Financial Services, LLC and Linden Thomas Advisory Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Metlife Securities, IncJun 2015 – Jun 2017Falmouth, ME
- Massachusetts Mutual Life Insurance CompanyJul 2016 – Jun 2017Springfield, MA
- MML Investors Services, LLCMar 2017 – Jun 2017Falmouth, ME
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2017 – Sep 2019South Portland, ME
- Bank of America, N.A.Jun 2017 – Sep 2019South Portland, ME
- Baystate FinancialJul 2015 – Jun 2017Falmouth, ME
- Fisher InvestmentsNov 2019 – Sep 2021Plano, TX
- Linden Thomas Advisory Services, LLCMar 2023 – Dec 2023Charlotte, NC
- NerdwalletSep 2021 – Feb 2023San Francisco, CA
- Linden Thomas & Company Securities, LLCMar 2023 – Dec 2023Charlotte, NC
- Ameriprise Financial Services, LLCOct 2024 – Jan 2025Charlotte, NC
- Varsity TutorsJan 2024 – Sep 2024Charlotte, NC
- Modern Woodmen of AmericaJun 2024 – Sep 2024Charlotte, NC
- Coppell Advisory Solutions LLCFeb 2025 – no end date reportedCoppell, TX
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Coppell Advisory Solutions LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,000 (waivable)
- First $500,0002.00%
- Next $500,0001.75%
- Next $1,500,0001.50%
- Over $2,500,000—
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Simplified technology, asset management, and ops support for financial advisors, including streamlined account opening, multi-custodial capabilities, transparent pricing and payouts, portfolio solutions with proprietary models and alternative investments, investment research and consulting, ongoing education and training, and succession/sale facilitation.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 85
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Dallas, TX
- SEC file number:
- 801-72171
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 25, 2026
View full firm profileOther advisors at Coppell Advisory Solutions LLC
Showing 12 of 85 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connor Richard Emmert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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