Jaquam Morris
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jaquam Morris is an investment adviser representative with LPL Financial LLC in Charlotte, NC, where they have been registered since 2024. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Vanguard Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 99 (operations professional). They are registered to provide investment advice in North Carolina and South Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina, South Carolina
- Broker:
2 states and territories
North Carolina, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2019 – Sep 2021West Springfield, MA
- Bank of America, N.A.Sep 2019 – Sep 2021West Springfield, MA
- Wells Fargo National BankSep 2010 – Mar 2017Charlotte, NC
- Charter CommunicationsApr 2017 – Dec 2017Charlotte, NC
- Berkshire BankJan 2018 – Jan 2018Pittsfield, MA
- Mass Mutual Life Insurance-MMLISMar 2018 – Sep 2019Springfield, MA
- Central Piedmont Community CollegeAug 2008 – May 2017Charlotte, NC
- The Vanguard Group, Inc.Oct 2021 – Oct 2022Charlotte, NC
- Fidelity LLCSep 2021 – Oct 2021Springfield, MA
- PFM Asset Management LLCOct 2022 – Dec 2023Charlotte, NC
- PFM Fund Distributors, Inc.Oct 2022 – Dec 2023Charlotte, NC
- LPL Financial LLCDec 2023 – no end date reportedFort Mill, SC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jaquam Morris has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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