Javion Rookard
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Javion Rookard is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, GA, where they have been registered since 2022. They have worked in the securities industry since 2021 and were previously registered with Nylife Securities LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia and Texas.
Registrations & licenses
- Investment adviser:
- Georgia, Texas
- Broker:
13 states and territories
Alabama, Colorado, Florida, Georgia, Massachusetts, Mississippi, New Hampshire, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Bentley UniversityAug 2014 – May 2018Waltham, MA
- City of Cambridge - Human ServicesAug 2016 – Jun 2018Cambridge, MA
- Philipps Brooks House AssocJan 2015 – Feb 2017Cambridge, MA
- Bentley UniversitySep 2015 – May 2018Waltham, MA
- Bentley UniversityFeb 2017 – May 2018Waltham, MA
- Northwestern MutualApr 2017 – Mar 2018Wellesley, MA
- NYLIFE Securities LLCMay 2019 – Nov 2020Rockland, MA
- New York Life Insurance CoMay 2018 – Nov 2020Rockland, MA
- BANK OF America, N.A.Nov 2020 – no end date reportedWaban, MA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2020 – no end date reportedWaban, MA
- Bank of AmericaNov 2020 – Nov 2021Watertown, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Javion Rookard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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