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Jay Doraiswami

Investment Adviser Representative at THE RETIREMENT PLANNING GROUP, LLC

San Ramon, CACRD #6214351Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jay Doraiswami has worked in the securities industry since 2014. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/20/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 7/31/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/22/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Retirement Planning Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE RETIREMENT PLANNING GROUP, LLCCurrent
3/31/2025San Ramon, CA
WEALTHEON ADVISORS LLC
6/3/20193/31/2025San Ramon, CA
J.P. MORGAN SECURITIES LLC
3/24/20156/13/2019San Ramon, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jay Doraiswami has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jay Doraiswami - Financial Advisor in San Ramon, CA | AdvisorFinder