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Jay Duane Champlain

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

Santa Monica, CACRD #1054808Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
19 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jay Duane Champlain has worked in the securities industry since 1982. They are registered to provide investment advisory services in 19 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIdahoLouisianaMaineMissouriNevadaNew JerseyNew MexicoNew YorkOregonSouth CarolinaTennesseeTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/20/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 11/16/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/15/1986
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/22/1983
Series 22
Direct Participation Programs Representative Examination
Passed 7/20/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
11/22/2016Santa Monica, CA
LPL FINANCIAL LLCCurrent
11/21/2016Capistrano Beach, CA
AMERIPRISE FINANCIAL SERVICES, INC.
12/15/199711/25/2016Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jay Duane Champlain has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jay Duane Champlain - Financial Advisor in Santa Monica, CA | AdvisorFinder