AdFi
RA

Robert Alan Ogden

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

Santa Maria, CACRD #1317619Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
15 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Alan Ogden has worked in the securities industry since 1997. They are registered to provide investment advisory services in 15 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArizonaCaliforniaFloridaIdahoMontanaNevadaNew JerseyOhioOregonTennesseeTexasUtahVirginiaWashingtonWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/12/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 10/12/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/12/1998
Series 7
General Securities Representative Examination
Passed 9/16/1998
Series 22
Direct Participation Programs Representative Examination
Passed 12/17/1984
Series 24
General Securities Principal Examination
Passed 3/22/2002
Series 39
Direct Participation Programs Principal Examination
Passed 5/24/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
2/19/2019Santa Maria, CA
OGDEN WEALTH MANAGEMENT & PLANNING SERVICES, LLC
4/19/20132/15/2019Santa Maria, CA
LPL FINANCIAL LLC
1/29/200211/2/2015Fort Mill, SC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GOLDEN STATE WEALTH MANAGEMENT, LLC

Showing 12 of 48 in the directory

View GOLDEN STATE WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Alan Ogden has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Alan Ogden - Financial Advisor in Santa Maria, CA | AdvisorFinder