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Jesse James Giordano

Investment Adviser Representative at OPAL WEALTH ADVISORS, LLC

Locust Valley, NYCRD #4763193Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jesse James Giordano has worked in the securities industry since 2004. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in New York and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New YorkTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/20/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/17/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

OPAL Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PURSHE KAPLAN STERLING INVESTMENTSCurrent
1/18/2019Locust Valley, NY
OPAL WEALTH ADVISORS, LLCCurrent
1/18/2019Jericho, NY
MORGAN STANLEY
10/23/20091/29/2019Great Neck, NY
CITIGROUP GLOBAL MARKETS INC.
5/29/200711/19/2009Glen Head, NY
CITICORP INVESTMENT SERVICES
9/28/20045/29/2007Glen Head, NY
MERRILL LYNCH PIERCE FENNER & SMITH INC.
4/21/20048/19/2004Garden City, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OPAL WEALTH ADVISORS, LLC

9 other advisors in the directory

View OPAL WEALTH ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jesse James Giordano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Jesse James Giordano - Financial Advisor in Locust Valley, NY | AdvisorFinder