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Lee A Korn

Investment Adviser Representative at OPAL WEALTH ADVISORS, LLC

Great Neck, NYCRD #2944142Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
18 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
ArizonaCaliforniaConnecticutDistrict of ColumbiaFloridaGeorgiaMaineMarylandMassachusettsMichiganMinnesotaNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/27/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 10/15/1997
Series 24
General Securities Principal Examination
Passed 1/17/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/13/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

OPAL WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PURSHE KAPLAN STERLING INVESTMENTSCurrent
1/18/2019 – Jericho, NY
CITICORP INVESTMENT SERVICES
6/15/1999 – 5/29/2007GREAT NECK, NY
CITIGROUP GLOBAL MARKETS INC.
5/29/2007 – 11/19/2009GREAT NECK, NY
MORGAN STANLEY
10/23/2009 – 1/22/2019GREAT NECK, NY
EDWARD D. JONES & CO., L.P.
10/14/1997 – 6/11/1999ST. LOUIS, MO

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lee A Korn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.