Jin Mei
Investment Adviser Representative at Independent Advisor Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jin Mei is an investment adviser representative with Independent Advisor Alliance, LLC in Matthews, NC, where they have been registered since 2025. They have worked in the securities industry since 2024 and have been registered with 3 firms, including LPL Enterprise, LLC and PFS Investments Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
2 states and territories
North Carolina, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Primerica Financial ServicesApr 2024 – Feb 2025Huntersville, NC
- PFS Investments Inc.Aug 2024 – Feb 2025Huntersville, NC
- UnemployedFeb 2023 – May 2024Charlotte, NC
- RobecoApr 2021 – Jan 2023Shanghai
- UnemployedMar 2021 – Mar 2021Shanghai
- Franklin TempletonMar 2019 – Feb 2021Shanghai
- UnemployedFeb 2019 – Feb 2019Shanghai
- NatixisMar 2015 – Jan 2019Beijing
- LPL Enterprise, LLCFeb 2025 – May 2025Stallings, NC
- LPL Financial LLCJun 2025 – no end date reportedMatthews, NC
- Independent Advisor Alliance, LLCJun 2025 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Advisor Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 303
- Offices listed on AdvisorFinder:
- 115
- Main office:
- Charlotte, NC
- Founded:
- 1993
- SEC file number:
- 801-78808
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Independent Advisor Alliance, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jin Mei has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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